AlphaSquare
Trust & Transparency

Trust, earned through transparency

Institutional-grade security, rigorous compliance and open reporting. Every safeguard that protects your capital, documented and available to you.

AES-256
Encryption standard
24/7
Security monitoring
Segregated
Client assets
Independent
Annual audits
The safeguards

Ten pillars of investor protection

Each pillar is a standing commitment, monitored and reviewed continuously.

Security Standards

Defense-in-depth architecture with AES-256 encryption at rest, TLS 1.3 in transit, hardware-backed key management, mandatory MFA and continuous intrusion monitoring.

  • AES-256 encryption at rest
  • TLS 1.3 in transit
  • Mandatory multi-factor authentication
  • 24/7 threat monitoring

AML Compliance

A risk-based Anti-Money-Laundering program aligned to FATF recommendations, with transaction monitoring, sanctions screening and suspicious-activity reporting.

  • FATF-aligned framework
  • Real-time sanctions screening
  • Ongoing transaction monitoring
  • Dedicated compliance officer

KYC Standards

Every client is verified through identity, address and source-of-funds checks before capital is deployed, with enhanced due diligence for higher-risk profiles.

  • Government-ID verification
  • Proof of address
  • Source-of-funds review
  • Enhanced due diligence tier

Risk Management Framework

A multi-layered framework governing exposure limits, drawdown controls, liquidity buffers and independent risk oversight separate from portfolio management.

  • Position & exposure limits
  • Drawdown controls
  • Liquidity stress testing
  • Independent risk committee

Fund Governance

Clear governance with defined mandates, an investment committee, conflict-of-interest policies and board oversight ensuring decisions serve investor interests.

  • Defined investment mandates
  • Investment committee oversight
  • Conflict-of-interest policy
  • Board-level review

Audit Reports

Financials and controls are subject to independent audit. Summary reports are made available to clients to verify balances, performance and controls.

  • Independent annual audit
  • Controls attestation
  • Client-available summaries
  • Reconciled ledger

Legal Structure

A transparent corporate and fund structure with segregated client assets, clear terms and jurisdictionally-appropriate licensing and registrations.

  • Segregated client assets
  • Transparent legal terms
  • Jurisdictional licensing
  • Defined investor rights

Compliance Program

A living compliance program with policies, staff training, monitoring and periodic review to keep pace with evolving global regulation.

  • Documented policies
  • Ongoing staff training
  • Periodic program review
  • Regulatory horizon scanning

Operational Transparency

Clients see holdings, allocations, fees and performance in real time. We believe transparency is the foundation of trust in asset management.

  • Real-time holdings view
  • Clear fee disclosure
  • Live performance reporting
  • On-demand statements

Business Continuity

Resilient infrastructure with redundancy, encrypted backups, disaster-recovery procedures and tested continuity plans to protect access and data.

  • Redundant infrastructure
  • Encrypted off-site backups
  • Disaster-recovery plan
  • Tested continuity drills
Documents

Governance & compliance documents

Key policies and reports, available to clients on request.

Audit Summary

Latest independent audit summary.

Request

Risk Framework

Overview of our risk management policy.

Request

AML/KYC Policy

Anti-money-laundering & client verification.

Request

Terms & Legal

Client terms and legal structure.

Request

Have a due-diligence question?

Our compliance and client teams are ready to walk you through any safeguard in detail.

Descriptions summarise our standards and are provided for information only; they do not constitute an offer, legal or investment advice. Capital is at risk.